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Richard A. Hansen, former chairman of a Pennsylvania-based investment banking firm, pled guilty in Manhattan federal court to conspiracy and securities fraud charges in connection with his participation in an insider trading scheme.
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George Holley, of Norwalk, Connectict, the former chairman and CEO of publicly traded Home Diagnostics Inc.; and his cohort, Phairot Iamnaita, of Hangdong, Chiang Mai, Thailand, were charged in Newark, New Jersey for their alleged participation in an...
Igor Poteroba, a former investment banker with UBS Securities LLC, pled guilty in New York to conspiracy and securities fraud charges in connection with his participation in an insider trading scheme in which he obtained inside information about six mergers...
Preet Bharara, the U.S. Attorney for the Southern District of New York, and Joseph Demarest, Jr., the Assistant Director-in-Charge of the New York Office of the FBI, have announced charges against 14 additional Wall Street professionals and attorneys...