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Executive of Investment Banking Firm Pleads Guilty in New York to Insider Trading

Executive of Investment Banking Firm Pleads Guilty in New York to Insider Trading

Richard A. Hansen, former chairman of a Pennsylvania-based investment banking firm, pled guilty in Manhattan federal court to conspiracy and securities fraud charges in connection with his participation in an insider trading scheme. Full Story Available...
Executive, Cohort Charged in New Jersey in Multi-State Insider Trading Scheme

Executive, Cohort Charged in New Jersey in Multi-State Insider Trading Scheme

George Holley, of Norwalk, Connectict, the former chairman and CEO of publicly traded Home Diagnostics Inc.; and his cohort, Phairot Iamnaita, of Hangdong, Chiang Mai, Thailand, were charged in Newark, New Jersey for their alleged participation in an...
Former UBS Investment Banker Pleads Guilty to Insider Trading Charges

Former UBS Investment Banker Pleads Guilty to Insider Trading Charges

Igor Poteroba, a former investment banker with UBS Securities LLC, pled guilty in New York to conspiracy and securities fraud charges in connection with his participation in an insider trading scheme in which he obtained inside information about six mergers...
14 Defendants Charged With More Than $20 Million in Insider Trading

14 Defendants Charged With More Than $20 Million in Insider Trading

Preet Bharara, the U.S. Attorney for the Southern District of New York, and Joseph Demarest, Jr., the Assistant Director-in-Charge of the New York Office of the FBI, have announced charges against 14 additional Wall Street professionals and attorneys...
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